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Kristine M Bergin

Raymond James Financial Services Advisors, Inc

St. Petersburg, FL

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-05-12
  • FL RA
    APPROVED
    Since 2017-05-12

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gf Investments/Global Financial Private Capital, Llc Sarasota FL 05/2013 03/2017
Raymond James Financial Services, Inc St. Petersburg FL 03/2017 Present
Raymond James Financial Services Advisors Inc. St. Petersburg FL 05/2017 Present
  • 05/2013 → 03/2017
    Gf Investments/Global Financial Private Capital, Llc
    Sarasota, FL
  • 03/2017 → Present
    Raymond James Financial Services, Inc
    St. Petersburg, FL
  • 05/2017 → Present
    Raymond James Financial Services Advisors Inc.
    St. Petersburg, FL
Previous Registrations
  • 2016-07-11 → 2017-03-03
    Global Financial Private Capital, Inc.
    Sarasota, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-24
S63 Uniform Securities Agent State Law Examination 2000-05-15
  • S66 Uniform Combined State Law Examination
    2016-06-24
  • S63 Uniform Securities Agent State Law Examination
    2000-05-15
Other Names
  • Kristine M Bergin
  • Kristine Marie Bergin

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
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