Charles William Thela

Current Employers

Employment History

• 11/2003 → 09/2016
  Nfp Securities Inc
  Elmsford, NY
• 11/2003 → Present
  Fusion Financial Group
  Elmsford, NY
• 09/2016 → Present
  Kestra Investment Services, Llc
  Elmsford, NY
• 11/2003 → Present
  Kestra Advisory Services, Llc.
  Elmsford, NY

Other Businesses

Business Name: Ash Brokerage Investment Related: No Address: 7609 W. Jefferson BLVD Fort Wayne IN 46804 Nature of Business: Insurance Position, Title or Relationship: I process my fixed insurance (Term life, UL, Disability Income, Fixed Annuity and LTC) thorugh this entity. I am not an owner or Partner in Ash Brokerage. Start Date: 3/15/2002 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: None. I am an appointed agent but have no other duties or obligations with Ash.Business Name: Westchester Benefit Group Investment Related: No Address: 500 Summit Lake Drive Suite 120 Valhalla NY 10595 Nature of Business: Insurance Position, Title or Relationship: Other,I refer group insurance business to this entity and receive a portion of the commission from those cases. Start Date: 6/1/2002 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: None other than referring business to them. I do not participate in servicing these accounts other than when they sometimes contact me with simple questions.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: FourRivers Wealth Strategies, Inc. Investment Related: Yes Address: 555 Taxter Road. Suite 190 Elmsford NY 10523 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner and employee Start Date: 8/20/2008 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: All sales, marketing and administrative activities that are necessary for the conduct of this entity's operations.

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-03-04