Matthew Arthur Tarini

Employer firm

Focused Alpha, LLC CRD 310591

$664M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 02/2021
  Wells Fargo Advisors Financial Network Llc
  Phoenix, AZ
• 02/2021 → 10/2024
  Nations Financial Group, Inc.
  Phoneix, AZ
• 10/2024 → Present
  Focused Alpha, Llc
  Phoenix, AZ

Previous Registrations

• 2021-02-25 → 2024-10-22
  Nations Financial Group, Inc.
  Phoenix, AZ
  Cedar Rapids, IA
• 2009-07-10 → 2021-02-26
  Wells Fargo Advisors Financial Network, Llc
  Phoenix, AZ
• 2008-11-26 → 2009-07-10
  Wells Fargo Clearing Services, Llc
  Tempe, AZ
• 2003-09-03 → 2003-09-05
  Lpl Financial Llc
  Chandler, AZ
• 1997-07-08 → 2002-09-12
  Citigroup Global Markets Inc.
  Tempe, AZ

Exams

• S66 Uniform Combined State Law Examination
  2008-05-06
• S65 Uniform Investment Adviser Law Examination
  1995-10-12
• S63 Uniform Securities Agent State Law Examination
  1995-06-27

Designations

• Certified Financial Planner