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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-01 |
| KY | RA | APPROVED | 2003-08-11 |
Branch Locations
4350 Brownsboro Rd Ste 110, Louisville, KY 40207 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Louisville | KY | 08/2003 | Present |
1. 06/09/2003 - DBA ONLY, EWING FINANCIAL GROUP.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-10 |
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