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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-03-29
NY RA APPROVED 2022-03-28
TX RA APPROVED 2022-03-28
  • NJ RA
    APPROVED
    Since 2022-03-29
  • NY RA
    APPROVED
    Since 2022-03-28
  • TX RA
    APPROVED
    Since 2022-03-28

Branch Locations

1931 Lincoln Highway Suite #A, Edison, NJ 08817 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Edison NJ 06/2001 Present
Green Dragon Wood Products Co. Hong Kong 01/2002 05/2020
Transamerica Financial Advisors, Llc Edison NJ 01/2012 Present
Apex Consulting Services Avon IN 11/2021 Present
Sunway Forest Land Management, Llc Avon IN 08/2026 Present
  • 06/2001 → Present
    Wfgia
    Edison, NJ
  • 01/2002 → 05/2020
    Green Dragon Wood Products Co.
    Hong Kong
  • 01/2012 → Present
    Edison, NJ
  • 11/2021 → Present
    Apex Consulting Services
    Avon, IN
  • 08/2026 → Present
    Sunway Forest Land Management, Llc
    Avon, IN
Other Businesses

Sales of insurance and non-insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Apex Consulting Services / 1121-Present / Investment Related: No / 2232 Banburry Ct. Avon, IN 46123 / Owner-Member / import- export of goods / Hrs. Work Monthly: 20 / Sec Trading Hrs: 1/ Try to find buyers - sellers. Contract them through emails and phone calls SUNWAY FOREST LAND MANAGEMENT, LLC POSITION: member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/26/2026 ADDRESS: 2232 Banburry Ct, Avon IN 46123, United States DESCRIPTION: My husband owns a parcel of land in Illinois through Sunway Land Management, LLC, which is registered in the State of Indiana. He is currently in the process of adding me as a member of the LLC. The LLC does not currently generate any income. However, if the property is leased in the future, the LLC may receive rental income. My role will be limited to ownership as an LLC member, and I will not be involved in the day-to-day operations or management of the LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-21
S63 Uniform Securities Agent State Law Examination 1994-12-08
  • S65 Uniform Investment Adviser Law Examination
    2022-03-21
  • S63 Uniform Securities Agent State Law Examination
    1994-12-08
Other Names
  • Gloria Lee

View on SEC IAPD

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