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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-16
NJ RA APPROVED 2017-04-17
  • FL RA
    APPROVED
    Since 2025-01-16
  • NJ RA
    APPROVED
    Since 2017-04-17

Branch Locations

110 Fieldcrest Ave Suite 20, Edison, NJ 08837 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Dac Financial Llc Pine Brook NJ 03/2010 Present
Massmutual Secaucus NJ 04/2013 12/2016
Mml Investors Services Secaucus NJ 05/2013 12/2016
Hornor Townsend & Kent Inc Horsham PA 01/2017 Present
Penn Mutual Life Insurance Co Horsham PA 01/2017 Present
  • 03/2010 → Present
    Dac Financial Llc
    Pine Brook, NJ
  • 04/2013 → 12/2016
    Massmutual
    Secaucus, NJ
  • 05/2013 → 12/2016
    Mml Investors Services
    Secaucus, NJ
  • 01/2017 → Present
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 01/2017 → Present
    Penn Mutual Life Insurance Co
    Horsham, PA
Previous Registrations
Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: DAC FINANCIAL | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 110 FIELDCREST AVE, SUITE 21, EDISON, NJ 08837 | START DATE: 7/15/2009 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: SALES & SERVICE OF FIXED LIFE, HEALTH/DI/LTC AND P&C ACCOUNTS FOR MULTIPLE CARRIERS. 2) LANDLORD | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: BIRCH ST, BLOOMFIELD, NJ, 07003 | START DATE: 10/31/2016 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: COLLECT RENTS. 3) FINANCIAL ADVISOR | POSITION: AGENT | NATURE: LIFE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | NUMBER OF HOURS: 10 | SECURITIES TRADING HOURS: 10 | START DATE: 02/01/2024 | ADDRESS: 110 FIELDCREST AVE, SUITE 21, EDISON, NJ 08837 | DESCRIPTION: PROVIDE CLIENTS WITH ADVISE ON INSURANCE AND FINANCIAL PRODUCTS USING THE HTK CHANNEL. 4) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT- | ADDRESS: 110 FIELDCREST AVE, SUITE 21, EDISON, NJ 08837 | START DATE: 01/01/2024 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE- | APPROX HRS PER MTH: OVER 140 HOURS | APPROX TRADING HRS PER MTH: OVER 140 HOURS | DESCRIPTION OF DUTIES: SALES & SERVICE OF LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. SALES & SERVICE OF LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 5)INSURANCE BROKERAGE | DBA: ATTORNEY RESOURCE GROUP. POWERED BY STRATEGIC WEALTH SOLUTIONS | POSITION: AGENT | NATURE: LIFE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | NUMBER OF HOURS: 20 | SECURITIES TRADING HOURS: 20 | START DATE: 10/21/2024 | ADDRESS: 100 FIELDCREST AVE, SUITE 20, EDISON NJ 08837 | DESCRIPTION: FINANCIAL PLANNING FOCUSING ON ADVISING ATTORNEYS IN THEIR FINANCES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-14
S63 Uniform Securities Agent State Law Examination 2006-03-14
  • S65 Uniform Investment Adviser Law Examination
    2015-01-14
  • S63 Uniform Securities Agent State Law Examination
    2006-03-14
Other Names
  • Diego Arrando Correa

View on SEC IAPD

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