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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-24 |
Branch Locations
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Woodland Hills | CA | 05/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Woodland Hills | CA | 05/2015 | 05/2017 |
| Sheaff Brock Investment Advisors, Llc | Indianapolis | IN | 05/2017 | 02/2018 |
| Wells Fargo Clearing Services, Llc | Woodland Hills | CA | 03/2018 | 04/2019 |
| Morgan Stanley | Beverly Hills | CA | 10/2022 | Present |
| Unemployed | Atlanta | GA | 05/2019 | 09/2019 |
| Suntrust Now Truist | Atlanta | GA | 09/2019 | 02/2020 |
| Truist Financial Corporation | Atlanta | GA | 05/2020 | 09/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-18 |
| S65 | Uniform Investment Adviser Law Examination | 1998-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-12 |
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