Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-10-19 |
| TX | RA | APPROVED_RES | 2023-10-19 |
Branch Locations
252 West Swamp Rd, Ste 53-A, Doylestown, PA 18901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Horsham | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Horsham | PA | 11/2016 | 03/2020 |
| Wells Fargo Advisors Financial Network, Llc | North Wales | PA | 03/2020 | 10/2023 |
| Lpl Financial Llc | North Wales | PA | 10/2023 | Present |
1) 07/26/2023 - NA - Personal small Office Condo Purchase - owner - Real Estate Rental - PA 18901 - Investment related - Start date: 10/2/2023. 2) 07/12/2023 - Second Level Financial - Business Entity For Tax/Investment Purposes Only - Owner - PA 18901 - Non investment related - 160 Hours per month - Start date: 10/18/2023. 3) 07/12/2023 - Second Level Financial 401K - Act in a Fiduciary Capacity - Sole Trustee - PA 18901 - Investment related - Start date: 3/20/2020. 4) 07/12/2023 - Alliare Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 5) 09/18/2025- Second Level Financial, Inc DBA Allaire Financial Services- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 01/01/2026- 60 Hours Per Month- 12 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-24 |
| S65 | Uniform Investment Adviser Law Examination | 1995-01-24 |
Reach out to this advisor