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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-04-08
  • IA RA
    APPROVED
    Since 2024-04-08

Branch Locations

1776 Pleasant Plan Rd., Fairfield, IA 52556 • United States

State Center, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael Vicker Ames IA 06/2021 07/2021
Jd Mellberg Financial Tucson AZ 04/2021 06/2021
Unemployed State Center IA 01/2021 04/2021
Farm Bureau Financial Services West Des Moines IA 06/2019 01/2021
Valic Financial Advisors Inc Chicago IL 10/2018 06/2019
Unemployed Elgin IL 08/2018 10/2018
Fifth Third Securities Chicago IL 06/2016 08/2018
Michael Mcvicker Ames IA 07/2021 Present
Northwestern Mutual Investment Services Llc Ames IA 08/2021 11/2023
Northwestern Mutual Wealth Management Milwaukee WI 09/2021 11/2023
Cambridge Investment Research, Inc. Fairfield IA 04/2024 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2024 Present
  • 06/2021 → 07/2021
    Michael Vicker
    Ames, IA
  • 04/2021 → 06/2021
    Jd Mellberg Financial
    Tucson, AZ
  • 01/2021 → 04/2021
    Unemployed
    State Center, IA
  • 06/2019 → 01/2021
    Farm Bureau Financial Services
    West Des Moines, IA
  • 10/2018 → 06/2019
    Chicago, IL
  • 08/2018 → 10/2018
    Unemployed
    Elgin, IL
  • 06/2016 → 08/2018
    Fifth Third Securities
    Chicago, IL
  • 07/2021 → Present
    Michael Mcvicker
    Ames, IA
  • 08/2021 → 11/2023
    Ames, IA
  • 09/2021 → 11/2023
    Northwestern Mutual Wealth Management
    Milwaukee, WI
  • 04/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2024 → Present
    Fairfield, IA
Previous Registrations
  • 2021-08-12 → 2023-11-10
    Ames, IA
  • 2021-05-10 → 2021-05-20
    State Center, IA
    Wheaton, IL
  • 2019-07-03 → 2021-01-22
    West Des Moines, IA
  • 2018-10-09 → 2019-06-20
    Chicago, IL
  • 2016-06-21 → 2018-08-17
    Romeoville, IL
    Orland Park, IL
    Orland Park, IL
    Mokena, IL
    Bloomingdale, IL
    Hoffman Estates, IL
    Streamwood, IL
    Elgin, IL
    Carpentersville, IL
    Elgin, IL
    Bartlett, IL
  • 2012-10-01 → 2016-06-27
    Oak Brook, IL
  • 2012-09-17 → 2012-10-01
    Chase Investment Services Corp.
    Oak Brook, IL
  • 2011-07-25 → 2012-09-17
    Berwyn, IL
    Berwyn, IL
    Cicero, IL
    Cicero, IL
    Wheaton, IL
    Wheaton, IL
    Glen Ellyn, IL
    Wheaton, IL
  • 2010-09-14 → 2011-07-15
    Chicago, IL
  • 2005-07-06 → 2010-09-09
    Chase Investment Services Corp.
    Geneva, IL
    Aurora, IL
    Chicago, IL
    Berwyn, IL
    Bolingbrook, IL
    Chicago, IL
    Oak Brook, IL
    Aurora, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Berwyn, IL
    Oswego, IL
    Oswego, IL
    Chicago, IL
    Bolingbrook, IL
    Chicago, IL
    Surgar Grove, IL
    Romeoville, IL
    La Grange, IL
    Willowbrook, IL
    Aurora, IL
    Batavia, IL
    Batavia, IL
    Downers Grove, IL
    Hinsdale, IL
    Lemont, IL
    Mokena, IL
    Naperville, IL
    New Lenox, IL
    Romeoville, IL
    Warrenville, IL
    Woodridge, IL
    Montgomery, IL
    Naperville, IL
    Addison, IL
    Elmhurst, IL
    South Elgin, IL
    Naperville, IL
    North Riverside, IL
    Rockford, IL
    Rockford, IL
    Moline, IL
    Loves Park, IL
    Marengo, IL
    Moline, IL
    Rockford, IL
    Rockford, IL
    Roscoe, IL
    Bolingbrook, IL
    Chicago, IL
    Palos Heights, IL
    Willowbrook, IL
    Chicago, IL
    Naperville, IL
    River Grove, IL
    Naperville, IL
    Naperville, IL
    Aurora, IL
    Naperville, IL
    Naperville, IL
    Woodridge, IL
    Western Springs, IL
    Countryside, IL
    Westchester, IL
    Addison, IL
    Oswego, IL
    Naperville, IL
    Wheaton, IL
    Lombard, IL
    Elmhurst, IL
    Downers Grove, IL
    Yorkville, IL
    Downers Grove, IL
    Mt. Prospect, IL
    Arlington Heights, IL
    St. Charles, IL
    St. Charles, IL
    Westchester, IL
  • 2004-06-15 → 2005-07-06
    Banc One Securities Corporation
    Mt. Prospect, IL
  • 2004-04-14 → 2004-06-04
    A. G. Edwards & Sons, Inc.
    Waterloo, IA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-12
S63 Uniform Securities Agent State Law Examination 1995-01-26
  • S65 Uniform Investment Adviser Law Examination
    2004-02-12
  • S63 Uniform Securities Agent State Law Examination
    1995-01-26
Designations
Other Names
  • Rodney Decker
  • Rodney John Decker
  • Rodney Decker

View on SEC IAPD

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