Denise Marie Turner

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-10-10
CA	RA	APPROVED	2009-10-23

TX RA
APPROVED_RES

Since 2012-10-10
CA RA
APPROVED

Since 2009-10-23

Branch Locations

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Costa Mesa	CA	10/2009	Present
Bank Of America, N.A.	Costa Mesa	CA	03/2010	Present

10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Costa Mesa, CA
03/2010 → Present

Bank Of America, N.A.

Costa Mesa, CA

Previous Registrations

1998-05-12 → 2009-10-23

Banc Of America Investment Services, Inc.

Placentia, CA

Placentia, CA

Other Businesses

I*3097290 Entity Type: N/A Name of OBA:E. & N.T. Revocable Trust 10.11.2004 Address:Lake Forest California Investment Related:No Position, Title, Association:Successor Trustee Start Date:10/02/2025 No Hours: 0 Yearly No Hours during trading:0 Yearly Duties:Successor Trustee for Parents

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-04-07
S63	Uniform Securities Agent State Law Examination	1995-02-16

S65 Uniform Investment Adviser Law Examination

1995-04-07
S63 Uniform Securities Agent State Law Examination

1995-02-16

Other Names

Denise M Turner
Denise Marie Turner
Denise Marie Turner-Holahan

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews