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Adam Christopher Halm

LPl Financial LLC

Chillicothe, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-09-11
  • OH RA
    APPROVED
    Since 2020-09-11

Branch Locations

2151 Western Avenue, Chillicothe, OH 45601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lansing Insurance Agency Chillicothe OH 09/2006 Present
Adam Halm Investment Services, Llc Chillicothe OH 09/2013 Present
Adam Halm Tax Service Chillicothe OH 09/2013 Present
Voya Financial Advisors Chillicothe OH 09/2014 08/2020
Lpl Financial Llc Chillicothe OH 09/2020 Present
  • 09/2006 → Present
    Lansing Insurance Agency
    Chillicothe, OH
  • 09/2013 → Present
    Adam Halm Investment Services, Llc
    Chillicothe, OH
  • 09/2013 → Present
    Adam Halm Tax Service
    Chillicothe, OH
  • 09/2014 → 08/2020
    Voya Financial Advisors
    Chillicothe, OH
  • 09/2020 → Present
    Chillicothe, OH
Previous Registrations
Other Businesses

1. 9/11/2020 - Lansing Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 09/01/2006 - 20 Hours Per Month/1 Hour During Securities Trading - Time Spent 20% - Selling Home, Umbrella, Farm, Commercial/Business Insurance, Health Insurance, Life Insurance. 2. 9/11/2020 - Adam Halm Investment Services LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Started 01/01/2004 - 100 Hours Per Month/0 Hours During Securities Trading - Time Spent 4% - Tax prep business. 3. 6/14/2021 - Halm Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/02/2021 - 160 Hours Per Month During Securities Trading. 4. 7/8/2021 - Adam Halm Investment Services LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 5/11/2007 - 360 Hours Per Month/6 Hours During Securities Trading - Time Spent: 75%. 5. 01/29/2024 - Layla and Lily Holdings LLC - Real Estate Rental - Owner - Investment Related - Frankfort, OH - Start Date 01/01/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-16
  • S66 Uniform Combined State Law Examination
    2006-01-16
Designations

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