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Sandeep Mangal

J.P. Morgan Securities LLC

St. Charles, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-18
TX RA APPROVED 2022-10-18
  • IL RA
    APPROVED
    Since 2022-10-18
  • TX RA
    APPROVED
    Since 2022-10-18

Branch Locations

575 S. Randall Road, St. Charles, IL 60174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stat Trade Inc. Aurora IL 07/2012 08/2019
Rbc Capital Markets, Llc. Chicago IL 08/2019 09/2022
City National Bank Chicago IL 12/2019 09/2022
J.P. Morgan Securities Llc Saint Charles IL 10/2022 Present
Jpmorgan Chase Bank, N.A. Saint Charles IL 10/2022 Present
  • 07/2012 → 08/2019
    Stat Trade Inc.
    Aurora, IL
  • 08/2019 → 09/2022
    Rbc Capital Markets, Llc.
    Chicago, IL
  • 12/2019 → 09/2022
    City National Bank
    Chicago, IL
  • 10/2022 → Present
    J.P. Morgan Securities Llc
    Saint Charles, IL
  • 10/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Saint Charles, IL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-09-30
S65 Uniform Investment Adviser Law Examination 2015-06-15
  • S63 Uniform Securities Agent State Law Examination
    2019-09-30
  • S65 Uniform Investment Adviser Law Examination
    2015-06-15
Other Names
  • Mangal Sandeep

View on SEC IAPD

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Other Offices

FIRST WEALTH ADVISORY, INC. · ST. CHARLES, IL
LPL FINANCIAL LLC · ST. CHARLES, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ST CHARLES, IL
LPL FINANCIAL LLC · ST. CHARLES, IL
OSAIC WEALTH, INC. · ST CHARLES, IL
HARBOUR INVESTMENTS, INC. · St. Charles, IL
EDWARD JONES · Campton Hills, IL
STRATITECH CONSULTING, INC. · SAINT CHARLES, IL

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