Sandeep Mangal

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 08/2019
  Stat Trade Inc.
  Aurora, IL
• 08/2019 → 09/2022
  Rbc Capital Markets, Llc.
  Chicago, IL
• 12/2019 → 09/2022
  City National Bank
  Chicago, IL
• 10/2022 → Present
  J.P. Morgan Securities Llc
  Saint Charles, IL
• 10/2022 → Present
  Jpmorgan Chase Bank, N.A.
  Saint Charles, IL

Previous Registrations

• 2019-08-15 → 2022-10-11
  Rbc Capital Markets, Llc
  Chicago, IL
• 2015-09-10 → 2019-08-13
  Stat Trade Inc.
  Aurora, IL

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-09-30
• S65 Uniform Investment Adviser Law Examination
  2015-06-15

Other Names

• Mangal Sandeep