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Thomas Edward Costello

Captrust

Alpharetta, GA

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-03-03
  • GA RA
    APPROVED
    Since 2025-03-03

Branch Locations

2500 Northwinds Pkwy #250, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Atlanta GA 05/2020 01/2023
Charles Schwab Bank, Ssb Atlanta GA 05/2020 01/2023
Wells Fargo Clearing Services, Llc Atlanta GA 01/2023 01/2025
Usaa Investment Management Company Atlanta GA 01/2018 05/2020
Usaa Financial Advisors, Inc Atlanta GA 02/2010 05/2020
Capfinancial Partners, Llc. (Captrust) Raleigh NC 02/2025 Present
  • 05/2020 → 01/2023
    Charles Schwab & Co., Inc.
    Atlanta, GA
  • 05/2020 → 01/2023
    Charles Schwab Bank, Ssb
    Atlanta, GA
  • 01/2023 → 01/2025
    Wells Fargo Clearing Services, Llc
    Atlanta, GA
  • 01/2018 → 05/2020
    Usaa Investment Management Company
    Atlanta, GA
  • 02/2010 → 05/2020
    Usaa Financial Advisors, Inc
    Atlanta, GA
  • 02/2025 → Present
    Capfinancial Partners, Llc. (Captrust)
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-23
  • S66 Uniform Combined State Law Examination
    2006-02-23
Designations
Other Names
  • Thomas Edward Costello
  • Thomas Costello

View on SEC IAPD

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Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

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