John Chadwick Waterworth

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → 02/2021
  Scott & Stringfellow, Inc
  Lynchburg, VA
• 01/2013 → 02/2021
  Bb&T Securities, Llc
  Lynchburg, VA
• 02/2021 → 01/2026
  Truist Investment Services, Inc.
  Lynchburg, VA
• 02/2021 → 01/2026
  Truist Advisory Services, Inc.
  Lynchburg, VA
• 01/2026 → Present
  Raymond James & Associates, Inc.
  Lynchburg, VA

Previous Registrations

• 2021-02-17 → 2026-01-09
  Truist Advisory Services, Inc.
  Atlanta, GA
  Lynchburg, VA
• 2013-01-02 → 2021-02-17
  Bb&T Securities, Llc
  Lynchburg, VA
  Richmond, VA
• 2006-07-06 → 2013-01-02
  Scott & Stringfellow, Llc
  Lynchburg, VA
• 2005-03-22 → 2006-07-06
  Ubs Financial Services Inc.
  Lynchburg, VA

Other Businesses

1) Fleming Mountain Grill, LLC | Not investment related | 1060 Lee Jackson Hwy, Lynchburg, VA 24503 | Restaurant | Non-Operating Member of LLC | Started 12/01/2022 | 0 hours per month devoted | 0 hours per month devoted during trading | Non-Operating Member. 2) Greater Lynchburg Community Foundation | Not investment related | 1100 Commerce St, Lynchburg, VA 24504 | Community Grants | Board Member | Started 01/01/2024 | 5 hours per month devoted | 3 hours per month during business | 2 hours per month during trading | Board Member.

Exams

• S66 Uniform Combined State Law Examination
  2005-03-21
• S63 Uniform Securities Agent State Law Examination
  1994-12-06

Other Names

• John C Waterworth