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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-03-15 |
Branch Locations
5505 Germanna Hwy, Locust Grove, VA 22508 • United States
10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Fredericksburg | VA | 12/2022 | Present |
| Wells Fargo Bank, Na | Fredericksburg | VA | 11/2022 | Present |
| Fifth Third Bank | Richmond | VA | 02/2021 | 11/2022 |
| Icma-Rc/ Ss&C | Richmond | VA | 05/2019 | 12/2020 |
| Csi Companies (Sun Trust) | Richmond | VA | 10/2018 | 03/2019 |
| Bank Of America | Richmond | VA | 02/2009 | 05/2018 |
| Unemployed | Richmond | VA | 06/2018 | 09/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-21 |
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