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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-11
VA RA APPROVED 2025-12-23
  • TX RA
    APPROVED
    Since 2026-02-11
  • VA RA
    APPROVED
    Since 2025-12-23

Branch Locations

7110 Harrison Rd, Fredericksburg, VA 22407 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fredericksburg VA 08/2025 Present
East Carolina University Greenville NC 08/2020 07/2025
Bishop O'COnnell Hs Arlington VA 08/2015 07/2020
Bank Of America, N.A. Alexandria VA 09/2025 Present
  • 08/2025 → Present
    Fredericksburg, VA
  • 08/2020 → 07/2025
    East Carolina University
    Greenville, NC
  • 08/2015 → 07/2020
    Bishop O'COnnell Hs
    Arlington, VA
  • 09/2025 → Present
    Bank Of America, N.A.
    Alexandria, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-23
  • S66 Uniform Combined State Law Examination
    2025-12-23

View on SEC IAPD

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