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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-17 |
| CA | RA | APPROVED | 2008-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Paradise | CA | 08/2008 | Present |
1. Rental Property; 906/908 Netters Circle Chico CA 95973; Residential rental property; Owner; Management of the property; Owner; affiliation started 06/15/2012; 2.0 hour per month; not during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-13 |
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