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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1995-01-30
  • TX RA
    APPROVED
    Since 1995-01-30

Branch Locations

200 S 10Th St, Mcallen, TX 78501 • United States

Mission, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Mcallen TX 10/1994 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mcallen TX 10/1994 Present
Bank Of America, N.A. Mcallen TX 09/2010 Present
Other Businesses

FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DEL NORTE ROTARY FOUNDATION INVESTMENT RELATED: Y NATURE OF BUSINESS: CHARITABLE ORGANIZATION POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 7/2/2012 NUMBER OF HOURS DEVOTED: 2 MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FOUNDATION OF DEL NORTE ROTARY CLUB ESTABLISHED TO GIFT FUNDS TO LOCAL NON PROFIT ORGANIZATIONS. FOUNDATION HAS APPROXIMATELY $450,000 IN INVESTABLE ASSETS THAT ARE HELD AT LOCAL FIRM OTHER THAN BAC/ML. I*36490 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: EDINBURG, TEXAS 78539 NATURE OF BUSINESS: OTHER, PREVIOUS HOME POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 40487 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM RENTING THE HOUSE THAT I USED TO LIVE IN. I*114894 For profit or not for profit: For-Profit Organization Name of outside business organization: CEVERO, LLC Investment related: N Address of business: Mission, Texas 78572 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 4/25/2018 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Buy and sell real estate and add existing rental property under LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-10
S63 Uniform Securities Agent State Law Examination 1995-01-27
  • S65 Uniform Investment Adviser Law Examination
    1995-02-10
  • S63 Uniform Securities Agent State Law Examination
    1995-01-27
Other Names
  • Rudy Gomez

View on SEC IAPD

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