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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1995-01-30 |
Branch Locations
200 S 10Th St, Mcallen, TX 78501 • United States
Mission, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Mcallen | TX | 10/1994 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mcallen | TX | 10/1994 | Present |
| Bank Of America, N.A. | Mcallen | TX | 09/2010 | Present |
FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DEL NORTE ROTARY FOUNDATION INVESTMENT RELATED: Y NATURE OF BUSINESS: CHARITABLE ORGANIZATION POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 7/2/2012 NUMBER OF HOURS DEVOTED: 2 MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FOUNDATION OF DEL NORTE ROTARY CLUB ESTABLISHED TO GIFT FUNDS TO LOCAL NON PROFIT ORGANIZATIONS. FOUNDATION HAS APPROXIMATELY $450,000 IN INVESTABLE ASSETS THAT ARE HELD AT LOCAL FIRM OTHER THAN BAC/ML. I*36490 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: EDINBURG, TEXAS 78539 NATURE OF BUSINESS: OTHER, PREVIOUS HOME POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 40487 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM RENTING THE HOUSE THAT I USED TO LIVE IN. I*114894 For profit or not for profit: For-Profit Organization Name of outside business organization: CEVERO, LLC Investment related: N Address of business: Mission, Texas 78572 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 4/25/2018 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Buy and sell real estate and add existing rental property under LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-27 |
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