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1700 W. Katella Ave., Orange, CA 92867 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-06-18 |
| KS | RA | APPROVED | 2025-06-16 |
| AZ | RA | APPROVED | 2024-01-26 |
| HI | RA | APPROVED | 2023-12-14 |
| NV | RA | APPROVED | 2023-11-21 |
| AK | RA | APPROVED | 2023-11-17 |
| MT | RA | APPROVED | 2023-11-17 |
| WY | RA | APPROVED | 2023-11-17 |
| FL | RA | APPROVED | 2023-06-28 |
| IN | RA | APPROVED | 2023-06-09 |
| PA | RA | APPROVED | 2023-06-09 |
| WA | RA | APPROVED | 2023-06-08 |
| ID | RA | APPROVED | 2023-06-07 |
| TX | RA | APPROVED | 2008-06-02 |
| IL | RA | APPROVED | 2007-12-17 |
| CA | RA | APPROVED | 2007-09-25 |
Branch Locations
1700 West Katella Avenue Second Floor, Orange, CA 92867-3415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2003-09-29 |
Branch Locations
1700 West Katella Avenue Second Floor, Orange, CA 92867-3415 • United States
1700 West Katella Avenue Second Floor, Orange, CA 92867-3415 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B.B. Graham & Company, Inc. | Orange | CA | 07/1996 | Present |
| Graham & Co. Advisory, Inc. | Orange | CA | 07/2003 | Present |
1. Graham & Co. Advisory, 100% Owner, 1700 KATELLA Ave. Orange Ca, less than 20% per week, Investment-related; Fee Based Advisory Business. 2. 1700 KATELLA LLC, 100% OWNER, LESS THAN 10 HOURS PER MONTH, NON SECURITIES RELATED. 3. ECG AVIATION, 100% OWNER, LESS THAN AN HOUR A WEEK. PROVIDES AIRCRAFT MANAGEMENT FOR AIRCRAFT OWNED BY BRUCE GRAHAM. NON SECURITIES RELATED 4. Historic Aircraft Preservation, Chino airport, 100% Owner, Non-securities related, Restoration of WWII aircraft, Less than 5% per week. 5.Graham Air Storage, Chino Airport CA, 100% Owner, Non-securities related, Aircraft Storage, less than 5% per week.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-28 |
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