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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-23 |
| FL | RA | APPROVED | 2016-10-05 |
| PA | RA | APPROVED | 2010-08-19 |
Branch Locations
200 N Union Street, Kennett Square, PA 19348 • United States
Indian Rocks Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Equity Services, Inc. | West Chester | PA | 12/1996 | Present |
| Retirement Capital Advisors | West Chester | PA | 09/1996 | Present |
FIXED INSURANCE SALES UNDER BUSINESS NAME RETIREMENT CAPITAL ADVISORS, CONDUCTED AT BRANCH, INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-17 |
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