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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-19 |
| NV | RA | APPROVED | 2021-04-30 |
| CA | RA | APPROVED | 2021-04-23 |
Branch Locations
5520 Kietzke Ln Ste 430, Reno, NV 89511 • United States
Genoa, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Monterer | CA | 07/2008 | 04/2021 |
| Ameriprise Financial Services, Llc | Reno | NV | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-15 |
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