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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-01-17 |
| TX | RA | APPROVED | 2012-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Paso Robles | CA | 01/2012 | Present |
1. Estrella Warbirds Museum; 4251 Dry Creek Rd, Paso Robles, CA 93446; Non-Profit Military Museum; Treasurer; Overseeing Budget Expenses vs. Budgeted items; 05/17/2018; 4 hours/week; not during securities trading hours; Not Investment-Related 2. NOTARY PUBLIC; 1337 Vine Street Paso Robles CA 93446; Notary Public for Client Use; Notary; affiliation started 05/12/214; 1 hour per year; during securities trading hours; not investment-related. 3. Personal Vacation Rental; Owner; Family Vacation Rental; 07/01/2009; Max & Velmas Vrbo; Owner; 1 Hour Per Week; Not During Securities Trading Hours. Investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-06 |
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