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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-09-05
  • PA RA
    APPROVED
    Since 2025-09-05

Branch Locations

809 N Bethlehem Pike Building C Unit B, Ambler, PA 19002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avanatx Investment Services, Inc. Ambler PA 06/2015 09/2025
Avantax Insurance Agency Llc Ambler PA 06/2015 09/2025
U-San, Llc Philadelphia PA 05/2012 Present
Avantax Advisory Services Ambler PA 06/2015 09/2025
Global Premiere Group Llc Philadelphia PA 06/2016 01/2020
Global Insurance & Financial Services, Inc Ambler PA 01/2020 Present
Cetera Wealth Services, Llc Ambler PA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 06/2015 → 09/2025
    Avanatx Investment Services, Inc.
    Ambler, PA
  • 06/2015 → 09/2025
    Avantax Insurance Agency Llc
    Ambler, PA
  • 05/2012 → Present
    U-San, Llc
    Philadelphia, PA
  • 06/2015 → 09/2025
    Avantax Advisory Services
    Ambler, PA
  • 06/2016 → 01/2020
    Global Premiere Group Llc
    Philadelphia, PA
  • 01/2020 → Present
    Global Insurance & Financial Services, Inc
    Ambler, PA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Ambler, PA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2015-07-10 → 2025-09-05
    Avantax Advisory Services
    Philadephia, PA
    Ambler, PA
  • 2012-02-21 → 2015-07-15
    Fsc Securities Corporation
    Langhorne, PA
    Blue Bell, PA
    Philadelphia, PA
Other Businesses

1. Jay Kang~'NIR'~5925 N. 5ht Street, 2nd Floor~Philadephia~PA~19120~Operational and/or Marketing Name~Other~6/1/2015~140hrs~100hrs~Operational and/or Marketing Name for HD Vest Services|U-San, LLC~'NIR'~5925 N. 5th Street, 2nd Floor~Philadephia~PA~19120~Independent Insurance Agent~Partner/General Partner~5/1/2012~10hrs~10hrs~Sell Life, LTC & DI Insurances| 2. Global Insurance & Financial Services, Inc~'NIR'~5925 N. 5th Street 2nd FL~Philadelphia~PA~19120~Insurance Agent~Owner~1/1/2020~60hrs~40hrs~Oversee the operations. Talked with clients about their coverage and recommend our policy.|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-05
S63 Uniform Securities Agent State Law Examination 1998-02-12
  • S65 Uniform Investment Adviser Law Examination
    2002-06-05
  • S63 Uniform Securities Agent State Law Examination
    1998-02-12

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