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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-09-05 |
Branch Locations
809 N Bethlehem Pike Building C Unit B, Ambler, PA 19002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avanatx Investment Services, Inc. | Ambler | PA | 06/2015 | 09/2025 |
| Avantax Insurance Agency Llc | Ambler | PA | 06/2015 | 09/2025 |
| U-San, Llc | Philadelphia | PA | 05/2012 | Present |
| Avantax Advisory Services | Ambler | PA | 06/2015 | 09/2025 |
| Global Premiere Group Llc | Philadelphia | PA | 06/2016 | 01/2020 |
| Global Insurance & Financial Services, Inc | Ambler | PA | 01/2020 | Present |
| Cetera Wealth Services, Llc | Ambler | PA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1. Jay Kang~'NIR'~5925 N. 5ht Street, 2nd Floor~Philadephia~PA~19120~Operational and/or Marketing Name~Other~6/1/2015~140hrs~100hrs~Operational and/or Marketing Name for HD Vest Services|U-San, LLC~'NIR'~5925 N. 5th Street, 2nd Floor~Philadephia~PA~19120~Independent Insurance Agent~Partner/General Partner~5/1/2012~10hrs~10hrs~Sell Life, LTC & DI Insurances| 2. Global Insurance & Financial Services, Inc~'NIR'~5925 N. 5th Street 2nd FL~Philadelphia~PA~19120~Insurance Agent~Owner~1/1/2020~60hrs~40hrs~Oversee the operations. Talked with clients about their coverage and recommend our policy.|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-12 |
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