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311 Lindenwold Ave, Ambler, PA 19002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dws Investments Distributors, Inc | Chicago | IL | 12/2013 | 09/2016 |
| H. Beck, Inc. | Bethesda | MD | 09/2016 | 03/2021 |
| Valley Financial Group | Flourtown | PA | 10/2016 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2021 | Present |
1) 1. Valley financial Group 2. Investment related 3. At registered location. RIA 5. Agent 6. 03/01/2021 7. 120 hrs/mo 8. 120 hours during securities trading 9.3 Producer/Owner 2) 1. St. Anthony's Volunteer Basketball Coach 2. Not investment related 3. 259 Forest Ave., Ambler, PA 19002 4. Volunteer 5. Coach 6. 04/28/2014 7. 10 hrs/mo 8. 0 hrs during trading 9. Coaching basketball
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-31 |
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