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Brian Lee Drumgoole

LPl Financial LLC

Jarrettsville, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-15
MD RA APPROVED 2020-08-31
  • TX RA
    APPROVED_RES
    Since 2021-11-15
  • MD RA
    APPROVED
    Since 2020-08-31

Branch Locations

3709 Federal Hill Rd, Jarrettsville, MD 21084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Drumgoole Financial Services Bel Air MD 11/2003 Present
Securities Service Network, Inc. Bel Air MD 06/2006 08/2020
Lpl Financial, Llc Jarrettsville MD 08/2020 Present
  • 11/2003 → Present
    Drumgoole Financial Services
    Bel Air, MD
  • 06/2006 → 08/2020
    Securities Service Network, Inc.
    Bel Air, MD
  • 08/2020 → Present
    Jarrettsville, MD
Previous Registrations
  • 2015-10-12 → 2020-08-31
    Ssn Advisory, Inc.
    Jarrettsville, MD
Other Businesses

1. 01/01/2003 - DRUMGOOLE FINANCIAL SERVICES, INC./ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ JARRETTSVILLE, MD 2. 01/01/2015 - BRIAN L. DRUMGOOLE/ NOTARY/ NOT INVESTMENT RELATED/ 1%/ JARRETTSVILLE, MD 3. 01/01/2020 - HARFORD BREWERY TOURS, LLC./ BUSINESS OWNER/ NOT INVESTMENT RELATED/ 5%/ JARRETTSVILLE, MD 4. 01/01/2003 - DRUMGOOLE FINANCIAL SERVICES, INC/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 5%/ JARRETTSVILLE, MD 5. 10/11/2024 - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-06
S63 Uniform Securities Agent State Law Examination 1994-12-19
  • S65 Uniform Investment Adviser Law Examination
    2015-10-06
  • S63 Uniform Securities Agent State Law Examination
    1994-12-19

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