Jeffrey Neal Rogers

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2017-08-15

MD RA
APPROVED

Since 2017-08-15

Branch Locations

2334 Rock Spring Road, Forest Hill, MD 21050 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
M&T Securities	Colora	MD	08/2005	07/2017
Pnc Investments, Llc	Forest Hill	MD	07/2017	Present

08/2005 → 07/2017

M&T Securities

Colora, MD
07/2017 → Present

Pnc Investments, Llc

Forest Hill, MD

Previous Registrations

2010-12-14 → 2017-08-10

M&T Securities, Inc.

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Annapolis, MD

Rising Sun, MD

Abington, MD

Cheektowaga, NY

Timonium, MD

Other Businesses

04/01/2022 / Principal / Big Country LLC / Not investment related / 0 hours during trading //

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-12-13
S63	Uniform Securities Agent State Law Examination	2006-02-01

S65 Uniform Investment Adviser Law Examination

2010-12-13
S63 Uniform Securities Agent State Law Examination

2006-02-01

View on SEC IAPD

Current Employers

Pnc Wealth Management Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews