Joseph Michael Plume

Employer firm

Oliver Wealth Management CRD 314867

$340M regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 03/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hunt Valley, MD
• 08/2013 → 05/2017
  University Of Baltimore
  Baltimore, MD
• 03/2021 → 04/2024
  The L. Warner Companies, Inc.
  Timonium, MD
• 04/2024 → Present
  Oliver Wealth Management
  Towson, MD

Previous Registrations

• 2022-03-24 → 2024-04-22
  The L. Warner Companies, Inc
  Timonium, MD
• 2017-10-24 → 2021-03-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hunt Valley, MD
  Hunt Valley, MD

Exams

• S66 Uniform Combined State Law Examination
  2017-10-23

Other Names

• Joseph Plume
• Joseph Michael Plume
• Joseph Michael Plume