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3 Centennial Drive Suite 300, Peabody, MA 01960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2006-07-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Peabody | MA | 11/1994 | Present |
| New England Schooner, Inc. | Peabody | MA | 02/1998 | Present |
1. ISD,2300 WINDY RIDGE PARKWAY / SUITE 1100 / ATLANTA, GA / 30339, SELL FIXED INSURANCE, LTC INSURANCE. 1 HR MONTH, SELLING AGENT. NEW ENGLAND SCHOONER INC,YES, 3 CENTENNIAL DR PEABODY MA 01960, SVP, 3/00, 65HR/MO, 4HRS DT, CREATE AND OVERSEE CLIENT PORTFOLIOS. ISD, NO, 2300 WINDY RIDGE PKWY, STE 1100 ATLANTA GA 30339, STATUTORY AGENT, 12/06, 1HR/MO, 0HRS DT, SELL FIXED AND LTC INSURANCE. AIG/ROYAL ALLIANCE, NO, ONE WORLD FNCL CTR 15TH FL, NY NY 10281, REG REP, 1/95, 0HR/MO, 0HRS DT, CURRENTLY DO NOT USE THE CORP RIA. 2. NEW ENGLAND SCHOONER INC POSITION: svp NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 65 SECURITIES TRADING HOURS: 48 START DATE: 03/22/2000 ADDRESS: 3 centennial dr peabody ma 01960, peabody MA 01960, United States DESCRIPTION: create and oversee client portfolios and meet with clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-20 |
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