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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2024-10-04 |
| TX | RA | APPROVED | 2024-10-03 |
Branch Locations
4266 32Nd Avenue South Suite H, Fargo, ND 58104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First International Investments | Fargo | ND | 01/1998 | 11/2017 |
| Lpl Financial Llc | Fargo | ND | 11/2017 | 10/2024 |
| Investment Centers Of America, Inc. | Fargo | ND | 10/2009 | 11/2017 |
| Raymond James Financial Services Advisors, Inc. | Fargo | ND | 10/2024 | Present |
| Raymond James Financial Services, Inc. | Fargo | ND | 10/2024 | Present |
(1) Name of Business: Midwest Wealth Address: 4266 32nd Ave S Ste H, Fargo, ND, 58104 Activity Type: Support Company - Owner/Non-Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/03/2024 HPM: 81+ HPM trade hours: 41+ Duties: DBA name for RJ office
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-11-21 |
| S65 | Uniform Investment Adviser Law Examination | 1994-11-21 |
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