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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-07-06
TX RA APPROVED 2017-07-06
  • PA RA
    APPROVED
    Since 2017-07-06
  • TX RA
    APPROVED
    Since 2017-07-06

Branch Locations

175 Pine Street Suite 100, Williamsport, PA 17701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Williamsport PA 11/2009 07/2017
Bank Of America, N.A. Williamsport PA 12/2009 07/2017
Morgan Stanley Williamsport PA 07/2017 Present
Morgan Stanley Private Bank, National Association New York NY 07/2017 Present
Previous Registrations
Other Businesses

*571590- Aurora Photography; Investment related-Yes; Montoursville, Pennsylvania; Retail/Online Stores, Art/Culture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2023; During business hours: 0; After business hours: 20; Administrative, Accounting/Bookkeeping, Business Development/Growth, Check Signing/Funds Disbursements, Customer Service, Labor/Service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-30
  • S66 Uniform Combined State Law Examination
    2009-12-30
Other Names
  • Mark Alan Huffman
  • Mark A Huffman

View on SEC IAPD

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