Mark A Huffman

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 07/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Williamsport, PA
• 12/2009 → 07/2017
  Bank Of America, N.A.
  Williamsport, PA
• 07/2017 → Present
  Morgan Stanley
  Williamsport, PA
• 07/2017 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2010-01-06 → 2017-07-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Williamsport, PA

Other Businesses

*571590- Aurora Photography; Investment related-Yes; Montoursville, Pennsylvania; Retail/Online Stores, Art/Culture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2023; During business hours: 0; After business hours: 20; Administrative, Accounting/Bookkeeping, Business Development/Growth, Check Signing/Funds Disbursements, Customer Service, Labor/Service

Exams

• S66 Uniform Combined State Law Examination
  2009-12-30

Other Names

• Mark Alan Huffman
• Mark A Huffman