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Alan Dwayne Johnson

Financial & Tax Architects, LLC

Largo, MD

CRD 2561928

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Employer firm

Financial & Tax Architects, LLC CRD 119169

$506M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars
  • SUB-ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Financial & Tax Architects, Llc

12412 Powerscourt Drive Suite 25, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-06-16
  • MD RA
    APPROVED
    Since 2021-06-16

Branch Locations

1400 Mercantile Lane, #214, Largo, MD 20774 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Professional Group, Inc. Largo MD 01/2011 Present
  • 01/2011 → Present
    The Professional Group, Inc.
    Largo, MD
Previous Registrations
Other Businesses

1)PROFESSIONAL GROUP 1400 MERCANTILE LANE SUITE 214 LARGO, MD 20774. REG REP, SECURITIES & FIXED INS PRODUCTS, INVESTMENT RELATED YES. (2)INDEPENDENT INSURANCE AGENT LARGO MD.INVEST RELATED. START 4/08 WORK FULL TIME

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-12
S63 Uniform Securities Agent State Law Examination 1996-12-31
  • S65 Uniform Investment Adviser Law Examination
    2021-02-12
  • S63 Uniform Securities Agent State Law Examination
    1996-12-31
Other Names
  • Alan D Johnson

View on SEC IAPD

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