Earl Roger King

Employer firm

E. Roger Financial Group CRD 157793

$225.5K regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1987 → Present
  Unemployed
  Randallstown, MD
• 03/1998 → Present
  Ids Life Insurance Company
  Towson, MD
• 03/1998 → Present
  American Express Financial Advisors Inc.
  Towson, MD
• 01/2012 → Present
  E. Roger Financial Group, Llc
  Largo, MD
• 01/2016 → Present
  District Of Columbia Government, Dslbd
  Washington, DC

Other Businesses

Name: District of Columbia Government, Department of Small & Local Business Development Investment Related: No Address: 441 4th Street NW Suite 850N, Washington, DC 20001 Nature of Business: Provide guidance to DC-based small businesses seeking government contracting opportunities Position/Title: Business Procurement Specialist Start Date: 01/2016 # Hours/Month: 160 # of Hours During Securities Trading: 160 Briefly Describe Duties: Provide guidance to DC-based small business to ensure procurement readiness to pursue contracting opportunities with local, state, and federal governments.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-01-24
• S63 Uniform Securities Agent State Law Examination
  1987-07-28

Designations

• Certified Financial Planner

Other Names

• Earl Roger King