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Earl Roger King

E. Roger Financial Group

Largo, MD

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Current Employers
E. Roger Financial Group

9701 Apollo Drive Suite 410, Largo, MD 20774 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-03-30
  • MD RA
    APPROVED
    Since 2022-03-30

Branch Locations

9701 Apollo Drive Suite 410, Largo, MD 20774 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Randallstown MD 12/1987 Present
Ids Life Insurance Company Towson MD 03/1998 Present
American Express Financial Advisors Inc. Towson MD 03/1998 Present
E. Roger Financial Group, Llc Largo MD 01/2012 Present
District Of Columbia Government, Dslbd Washington DC 01/2016 Present
  • 12/1987 → Present
    Unemployed
    Randallstown, MD
  • 03/1998 → Present
    Ids Life Insurance Company
    Towson, MD
  • 03/1998 → Present
    American Express Financial Advisors Inc.
    Towson, MD
  • 01/2012 → Present
    E. Roger Financial Group, Llc
    Largo, MD
  • 01/2016 → Present
    District Of Columbia Government, Dslbd
    Washington, DC
Other Businesses

Name: District of Columbia Government, Department of Small & Local Business Development Investment Related: No Address: 441 4th Street NW Suite 850N, Washington, DC 20001 Nature of Business: Provide guidance to DC-based small businesses seeking government contracting opportunities Position/Title: Business Procurement Specialist Start Date: 01/2016 # Hours/Month: 160 # of Hours During Securities Trading: 160 Briefly Describe Duties: Provide guidance to DC-based small business to ensure procurement readiness to pursue contracting opportunities with local, state, and federal governments.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-01-24
S63 Uniform Securities Agent State Law Examination 1987-07-28
  • S65 Uniform Investment Adviser Law Examination
    1992-01-24
  • S63 Uniform Securities Agent State Law Examination
    1987-07-28
Designations
Other Names
  • Earl Roger King

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