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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-08 |
| CA | RA | APPROVED | 2023-06-30 |
Branch Locations
201 Main St Ste 1700, Fort Worth, TX 76102 • United States
Yorba Linda, CA • United States
Fort Worth, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Santa Ana | CA | 06/2009 | 06/2023 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 06/2023 |
| Wells Fargo Clearing Services, Llc | Anaheim | CA | 06/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-18 |
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