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161 Washington Street Suite 1200, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-06-17 |
Branch Locations
161 Washington Street Suite 1200, Conshohocken, PA 19428 • United States
1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-05-28 |
Branch Locations
101 Huntington Ave Suite 401, Boston, MA 02199 • United States
Eight Tower Bridge, Suite 1200, Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Centurion Group | Plymouth Meeting | PA | 11/2010 | 05/2019 |
| Purshe Kaplan Sterling Investments | Albany | NY | 11/2014 | Present |
| Mma Securities | Conshohocken | PA | 05/2019 | Present |
| Mma Agency | Conshohocken | PA | 05/2019 | Present |
1. MMA Asset Management, LLC, 8 Tower Bridge Suite 1200, Conshohocken, PA. , 2009-PRESENT, 2 HRS/MONTH 0 DURING TRADING. CONSULTING. 2. The Registered Representative is an employee of MMA Agency (1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities (up to approximately 99% of his time) for MMA Agency (e.g. support for its health & benefits services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities activities remain subject to the Firm's supervisory framework.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-25 |
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