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Current Employers
Mma Asset Management Llc

161 Washington Street Suite 1200, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-06-17
  • PA RA
    APPROVED
    Since 2020-06-17

Branch Locations

161 Washington Street Suite 1200, Conshohocken, PA 19428 • United States

Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-05-28
  • PA RA
    APPROVED
    Since 2019-05-28

Branch Locations

101 Huntington Ave Suite 401, Boston, MA 02199 • United States

Eight Tower Bridge, Suite 1200, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Centurion Group Plymouth Meeting PA 11/2010 05/2019
Purshe Kaplan Sterling Investments Albany NY 11/2014 Present
Mma Securities Conshohocken PA 05/2019 Present
Mma Agency Conshohocken PA 05/2019 Present
  • 11/2010 → 05/2019
    The Centurion Group
    Plymouth Meeting, PA
  • 11/2014 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 05/2019 → Present
    Mma Securities
    Conshohocken, PA
  • 05/2019 → Present
    Mma Agency
    Conshohocken, PA
Previous Registrations
  • 2011-01-03 → 2019-12-31
    The Centurion Group, Llc
    Plymouth Meeting, PA
  • 2008-08-06 → 2010-12-01
    Nrp Advisors, Inc.
    Pittsburgh, PA
  • 2007-11-20 → 2008-10-22
    Nrp Financial, Inc.
    Bryan, OH
    Pittsburgh, PA
Other Businesses

1. MMA Asset Management, LLC, 8 Tower Bridge Suite 1200, Conshohocken, PA. , 2009-PRESENT, 2 HRS/MONTH 0 DURING TRADING. CONSULTING. 2. The Registered Representative is an employee of MMA Agency (1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities (up to approximately 99% of his time) for MMA Agency (e.g. support for its health & benefits services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities activities remain subject to the Firm's supervisory framework.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-19
S63 Uniform Securities Agent State Law Examination 1994-11-25
  • S65 Uniform Investment Adviser Law Examination
    2007-11-19
  • S63 Uniform Securities Agent State Law Examination
    1994-11-25
Other Names
  • Pat Reisinger

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