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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2025-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Sioux Falls | SD | 11/2012 | 01/2019 |
| Great Western Bank | Sioux Falls | SD | 05/2016 | 01/2019 |
| Security Savings Bank | Sioux Falls | SD | 02/2019 | Present |
| Lpl Financial Llc | Sioux Falls | SD | 03/2019 | 08/2024 |
| Raymond James Financial Services, Inc. | Sioux Falls | SD | 08/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Sioux Falls | SD | 07/2025 | Present |
(1)Name of Business: Address: 216 E Broad St, Kimball, SD, 57355, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 11/01/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My brother Doug and I own this home and rent to our mother. I maintain the home, pay bills and provide maintenance. (2)Name of Business: Security Wealth Management Address: 2331 E 10th St, Sioux Falls, SD, 57103-1914, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Refer investment business to our full time financial advisors.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-09 |
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