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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2014-01-21 |
| TX | RA | APPROVED | 2014-01-10 |
Branch Locations
600 North Hurstbourne Parkway Suite 100, Louisville, KY 40222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Louisville | KY | 01/2014 | Present |
1. RuffleGirl INC; 720 Freeman Lake Rd Elizabethtown KY 42701; Online Retail; CFO; Help with the finances of the company; affiliation started 10/15/2015; 5 hours per week; not during securities trading hours; not investment related. 2. Greyson Chase Holdings; 720 Freeman Lake Rd, Elizabethtown, KY 42701; Real Estate; CFO; Handle financial reporting; 10/01/2015; 2 Hours per Month; Not During Securities Trading Hours; Investment-Related. 3. Sip Style Rentals; 720 freeman lake rd elizabethtown KY 42701; real estate; 50% partner; collect rent and pay bills; 08/19/2024; 0.00hrs/day; Not during securities trading hours; Investment-Related 4. Arrow Fund; 1000 envoy circle louisville, KY 40299; dog rescue; board member; on the financial committee; 08/07/2026; 2hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-11 |
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