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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-07-27 |
| CO | RA | APPROVED | 2004-04-16 |
Branch Locations
12265 W Bayaud Ave Ste 230, Lakewood, CO 80228 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco Private Ledger | Golden | CO | 04/2004 | Present |
1. 08/15/2019 - No business name - Investment related - At reported business location(s) - Real Estate Rental - start date:06/01/2017 - 1 hr/mo - 0 hrs during trading. 2. 06/06/2022 - No business name - Investment related - Indian Shores, FL 33785 - Real Estate Rental - start date:06/06/2022 - 2 hr/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-24 |
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