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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-13
WI RA APPROVED 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13
  • WI RA
    APPROVED
    Since 2026-02-13

Branch Locations

5621 75Th St, Kenosha, WI 53142 • United States

1800 22Nd Ave, Kenosha, WI 53140 • United States

4701 Washington Ave, Racine, WI 53406 • United States

3314 80Th St, Kenosha, WI 53142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Racine WI 12/2001 02/2026
U.S. Bancorp Advisors, Llc Racine WI 02/2026 Present
Previous Registrations
  • 2002-07-26 → 2026-02-13
    Saint Paul, MN
    Kenosha, WI
    Kenosha, WI
    Kenosha, WI
    Kenosha, WI
    Twin Lakes, WI
    Kenosha, WI
    Kenosha, WI
    Racine, WI
    Franksville, WI
    Racine, WI
    Sturtevant, WI
    Kenosha, WI
    Kenosha, WI
    Kenosha, WI
    Twin Lakes, WI
Other Businesses

1) Sacred Heart Parish; Investment-related; Racine, WI; Member of advisory board to the pastor; No ownership; Finance council; 05/2022; 1.5 hours/month; 0 hours/trading; One of thirteen people on the council responsible in assisting the pastor with administrative functioning of the parish with finances, budgeting, investments, and facility management. 2) Racine Community Foundation; Not Investment-related; Racine, WI; Support people of Racine County by providing funding to nonprofit organizations and stewarding endowment and gifts entrusted to it; Member of Board of Directors; 01/2023; 0.5 hours/month; 0 hours/trading; Attend quarterly meeting, support the mission of the foundation, understand the operation of the foundation, serve on investment committee, and serve as an advocate of the Foundation within the community. 3) Sacred Heart Church Advisory Board; Investment Related; Racine, WI; Advisory Board for the Sacred Heart Congregation Endowment Fund; Member of Advisory Board; President; 10/2023; .33 hours/month; 0 hours/trading; Advise directors in matters relating to the Endowment Fund.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-27
S63 Uniform Securities Agent State Law Examination 2001-12-10
  • S66 Uniform Combined State Law Examination
    2006-03-27
  • S63 Uniform Securities Agent State Law Examination
    2001-12-10

View on SEC IAPD

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