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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Pine River | MN | 11/2013 | 09/2025 |
| Marcusen Clayton, P.C. | Pine River | MN | 01/2013 | 12/2021 |
| Avantax Advisory Services | Pine River | MN | 11/2013 | 09/2025 |
| Avantax Insurance Agency Llc | Pine River | TX | 06/2014 | 09/2025 |
| Marcusen Clayton, P.C. | Pine River | TX | 03/2013 | 12/2021 |
| Mrk Financial Solutions | Pine River | MN | 07/2023 | 07/2026 |
| Truplan Financial Advisors | Plymouth | MN | 03/2025 | Present |
| Cetera Wealth Services, Llc | Pine River | MN | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) PINE RIVER AREA FOUNDATIONM POSITION: Board member & Officer NATURE: Board Position/Officer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/29/2019 ADDRESS: 103 Mill ST S, Pine River MN 56474, United States DESCRIPTION: Board member & Officer 2) TRUPLAN FINANCIAL ADVISORS POSITION: Financial Planner NATURE: Providing Financial Planning services, including investment services provided by Avantax Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/03/2025 ADDRESS: 3020 Harbor Ln. No., Plymouth MN 55447, United States DESCRIPTION: Meet with clients and develop & implement financial plans
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-12-06 |
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