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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-19
MN RA APPROVED 2013-11-13
  • TX RA
    APPROVED
    Since 2019-07-19
  • MN RA
    APPROVED
    Since 2013-11-13

Branch Locations

30910 Government Drive, Pequot Lakes, MN 56472 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2010 06/2020
Equitable Advisors, Llc New York NY 05/2010 Present
Other Businesses

As of 4/12/2017-I I am a Owner/taxpayer of raw land in Itasca county MN. There are no Equitable clients involved in this entity, and the land does not generate any revenue on an annual basis. Lewis Family Holdings LLC 30910 Government Dr Pequot Lakes MN 56472, owner with spouse, 1 hour per month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-12
  • S66 Uniform Combined State Law Examination
    2010-10-12

View on SEC IAPD

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