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Current Employers
Ipswich Investment Management Company, Inc

138 Conant Street, Suite 201, Beverly, MA 01915 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2014-04-30
  • MA RA
    APPROVED
    Since 2014-04-30

Branch Locations

138 Conant Street, Suite 201, Beverly, MA 01915 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ipswich Investment Management Co., Inc. Ipswich MA 09/2006 Present
  • 09/2006 → Present
    Ipswich Investment Management Co., Inc.
    Ipswich, MA
Previous Registrations
  • 1996-01-11 → 2005-11-14
    Beacon Fiduciary Advisors Inc
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-27
  • S65 Uniform Investment Adviser Law Examination
    1994-10-27
Designations
Other Names
  • Alexander Colby
  • Sandy Colby

View on SEC IAPD

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