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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-03-20
  • FL RA
    APPROVED
    Since 2017-03-20

Branch Locations

2811 Ponce De Leon Boulevard Suite 900, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Miami FL 09/2005 Present
  • 09/2005 → Present
    Oppenheimer & Co
    Miami, FL
Other Businesses

45 DESIGN DISTRICT LLC, 5801 BISCAYNE BLVD, MIAMI, FL 33137. INVESTMENT IN REAL ESTATE PROPERTY, MANAGER IN LLC (PASSIVE INVESTMENT), 1 HR/MONTH TO BUSINESS, NO HOURS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-16
  • S66 Uniform Combined State Law Examination
    2017-03-16

View on SEC IAPD

Other Firms

Other Investors

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