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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2011-09-09 |
Branch Locations
1110 Fourier Dr Ste 100, Madison, WI 53717-1949 • United States
Monroe, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Middleton | WI | 09/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Madison | WI | 03/2020 | Present |
Business Ownership; 4jranch; Owner; Livestock farming; N3635 Decatur Sylvester Rd.Monroe, WI 53566, , monroe, WI, 53566; Not Investment-Related; 05/01/1998; 40 to 59 hours per month; 0 during trading hours. Board of Directors; mt horeb lions; board member; 520 springdalemt horeb, wi 53572, ,; ; 01/20/1991; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-13 |
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