Jesus Alberto Garza

Current Employers

Employment History

• 09/1996 → Present
  Salomon Smith Barney Inc.
  San Antonio, TX
• 08/2001 → 07/2020
  Investacorp, Inc.
  Miami Lakes, FL
• 08/2001 → 07/2020
  Investacorp Advisory Services, Inc.
  Maimi Lakes, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  San Antonio, TX
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  San Antonio, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Gurnee, IL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Gurnee, IL

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  San Antonio, TX
• 2001-09-25 → 2020-07-17
  Investacorp Advisory Services Inc
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX

Other Businesses

1) THE WEALTH ADVISORY FIRM POSITION: Insurance Agent NATURE: Insurance Agent INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/29/2001 ADDRESS: 111 Soledad suite 420, San Antonio TX 78205, United States DESCRIPTION: As a licensed insurance agent, I provide clients with Long Term Care Insurance options, Term & Whole Life Insurance options and Fixed Annuity Options. While I have not written any Insurance business of any above products in many years, I do have current clients that own fixed index annuities, long term care insurance and life insurance that I offered. Note all past written insurance business was approved by my prior Broker Dealer Investacorp since my start date of 08/29/2001. Furthermore all Insurance written in the past or potentially in the future will be written utilizing a Group 1 Insurance License that excludes any registered or variable products. Any registered or variable products will be written only through my Broker/Dealer OSAIC.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-02-12
• S63 Uniform Securities Agent State Law Examination
  1995-01-05

Other Names

• Jesse Garza
• Jesus A Garza