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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-09-09
  • GA RA
    APPROVED
    Since 2016-09-09

Branch Locations

11675 Rainwater Dr Ste 250, Alpharetta, GA 30009-8688 • United States

Alpharetta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Atlanta GA 07/2016 03/2020
Ameriprise Financial Services, Llc Atlanta GA 03/2020 Present
Previous Registrations
Other Businesses

Board of Directors; Development Authority of Fulton County; Board Member; 141 Pryor Street, Suite 2052, Atlanta, GA, 30303; Investment-Related; 09/03/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Meg Moore, LLC; Financial Advisor; Manage advisory business; 1740 Oak Ridge Place, , Alpharetta, GA, 30022; Investment-Related; 02/01/2020; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-01-14
S65 Uniform Investment Adviser Law Examination 2002-01-25
  • S63 Uniform Securities Agent State Law Examination
    2013-01-14
  • S65 Uniform Investment Adviser Law Examination
    2002-01-25

View on SEC IAPD

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