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Current Employers
Insigneo Advisory Services, Llc

1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-02-01
  • FL RA
    APPROVED
    Since 2018-02-01

Branch Locations

3011 Ponce De Leon Suite 1410, Coral Gables, FL 33134 • United States

1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Miami FL 05/2007 01/2018
Insigneo Securities, Llc. Miami FL 01/2018 Present
Insigneo Advisory Services Miami FL 01/2018 Present
  • 05/2007 → 01/2018
    Miami, FL
  • 01/2018 → Present
    Insigneo Securities, Llc.
    Miami, FL
  • 01/2018 → Present
    Insigneo Advisory Services
    Miami, FL
Previous Registrations
  • 2007-05-29 → 2018-02-01
    Miami, FL
    Tampa, FL
    San Antonio, TX
    Doral, FL
    Miami, FL
    Miami, FL
    Washington, DC
    Coral Springs, FL
    Miami, FL
  • 2004-05-20 → 2007-05-29
    Citicorp Investment Services
    Miami, FL
    Coral Gables, FL
Other Businesses

DUALLY REGISTERED WITH AFFILIATE INSIGNEO ADVISORY SERVICES AS FINANCIAL ADVISOR SINCE 01/2018 SPENDING APPROX. 5HRS/MONTHLY. Tenet Global Advisors: DBA branding name to conduct securities and advisory activities through Insigneo Securities and Insigneo Advisory Services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-23
S63 Uniform Securities Agent State Law Examination 1995-06-01
  • S65 Uniform Investment Adviser Law Examination
    1995-06-23
  • S63 Uniform Securities Agent State Law Examination
    1995-06-01
Designations
Other Names
  • Jose Rodriguez

View on SEC IAPD

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