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Albert Donghyuk Kim

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-04-30
TX RA APPROVED_RES 2017-07-26
PA RA APPROVED 2017-07-25
  • NJ RA
    APPROVED
    Since 2020-04-30
  • TX RA
    APPROVED_RES
    Since 2017-07-26
  • PA RA
    APPROVED
    Since 2017-07-25

Branch Locations

100 Vanguard Blvd., Malvern, PA 19355 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 05/2013 06/2017
Legend Advisory Corporation Palm Beach Gardens FL 05/2013 06/2017
Lincoln Investment Marlton NJ 01/2017 06/2017
The Vanguard Group, Inc. Malvern PA 06/2017 Present
  • 05/2013 → 06/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 05/2013 → 06/2017
    Legend Advisory Corporation
    Palm Beach Gardens, FL
  • 01/2017 → 06/2017
    Lincoln Investment
    Marlton, NJ
  • 06/2017 → Present
    The Vanguard Group, Inc.
    Malvern, PA
Previous Registrations
Other Businesses

Employee of The Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-25
  • S66 Uniform Combined State Law Examination
    2007-05-25
Designations
Other Names
  • Albert D Kim
  • Albert Kim

View on SEC IAPD

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