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Current Employers
Ipswich Investment Management Company, Inc

138 Conant Street, Suite 201, Beverly, MA 01915 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2013-04-01
  • MA RA
    APPROVED
    Since 2013-04-01

Branch Locations

138 Conant Street, Suite 201, Beverly, MA 01915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ipswich Investment Mgmt Co. Ipswich MA 10/2012 Present
  • 10/2012 → Present
    Ipswich Investment Mgmt Co.
    Ipswich, MA
Previous Registrations
  • 2005-04-11 → 2013-03-28
    Lighthouse Asset Management
    West Newton, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-18
  • S65 Uniform Investment Adviser Law Examination
    1994-11-18
Designations

View on SEC IAPD

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