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Mark David Feldman

Captrust

Phoenix, AZ

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-05-18
TX RA APPROVED 2020-12-15
  • AZ RA
    APPROVED
    Since 2021-05-18
  • TX RA
    APPROVED
    Since 2020-12-15

Branch Locations

2375 East Camelback Rd Suite 700, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mra Associates Phoenix AZ 01/2012 11/2020
Capfinancial Partners, Llc. (Captrust) Raleigh NC 11/2020 Present
  • 01/2012 → 11/2020
    Mra Associates
    Phoenix, AZ
  • 11/2020 → Present
    Capfinancial Partners, Llc. (Captrust)
    Raleigh, NC
Previous Registrations
  • 2012-02-29 → 2021-03-29
    Mra Associates
    Phoenix, AZ
  • 2008-02-21 → 2011-01-06
    Gfo Advisory Services, Llc
    Greenwich, CT
  • 2002-06-05 → 2008-05-01
    Inlign Wealth Management, Llc
    Phoenix, AZ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-03-05
S65 Uniform Investment Adviser Law Examination 1994-10-24
  • S63 Uniform Securities Agent State Law Examination
    2003-03-05
  • S65 Uniform Investment Adviser Law Examination
    1994-10-24
Designations

View on SEC IAPD

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HEATH EDWARD WHETSEL
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JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

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