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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-08-30 |
| KY | RA | APPROVED | 2003-10-09 |
| IN | RA | APPROVED | 1998-12-14 |
Branch Locations
2708 New Hartford Rd, Owensboro, KY 42303 • United States
Owensboro, KY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Owensboro | KY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Owensboro | KY | 03/2020 | Present |
Business Ownership; RainMaker, Inc; Co-owner; Consulting; 2708 New Hartford Rd, , Owensboro, KY, 42303; Not Investment-Related; 05/01/2000; 10 to 19 hours per month; 0 during trading hours / ToastandJ, LLC; Owner; Real Estate Holding Company; 18 Stone Creek Park, , Owensboro, KY, 42303; Investment-Related; 12/01/2016; 1 to 9 hours per month; 0 during trading hours / Dynamic Directions; Owner; Consulting; 2708 New Hartford Rd, , Owensboro, KY, 42303; Not Investment-Related; 05/01/2000; 60 hours per month; 60 during trading hours / Silver and Black Group, LLC; Owner; Property Management and Ownership; 2708 New Hartford Rd, , Owensboro, KY, 42303; Not Investment-Related; 05/01/2000; 1 to 9 hours per month; 1 to 9 during trading hours / The Stone Bull, LLC; Co-owner; Online Media Company; 2624 New Hartford Rd, , Owensboro, KY, 42303; Not Investment-Related; 06/15/2018; 10 to 19 hours per month; 1 to 9 during trading hours / SONASH Management LLC, DBA as Ace High Music; Owner; This business provides artist development and management for musicians.; 2817 Bransford Ave., , Nashville, TN, 37204; Not Investment-Related; 02/15/2023; 1 to 9 hours per month; 0 during trading hours / D2DM, LLC; Co-owner; Consulting; 2708 New Hartford Rd, , Owensboro, KY, 42303; Not Investment-Related; 01/01/2023; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; SONASH Publishing, LLC D.B.A Ace High Music; Co-owner; This is a boutique music publishing company focused in the area of country music.; 2817 Bransford Rd, , Nashville, TN, 37204; Not Investment-Related; 10/01/2021; 20 to 39 hours per month; 1 to 9 during trading hours / Dynamic Directions; CEO, Coach and Consultant; It's a coaching and consulting firm that focuses on the financial services industry.; 2708 New Hartford Rd, , Owensboro, KY, 42303; Not Investment-Related; 05/01/2000; 60 hours per month; 60 during trading hours. Other Business Activities; Black Box Media, LLC; LLC to operate new online newspaper; 2624 New Hartford Rd , , Owensboro, KY, 42303; Not Investment-Related; 07/09/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-11-18 |
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